By combining a deep understanding of theory with significant in-house experience we offer a new approach to advisory, consulting & resourcing for financial services
Find out more about us
ICSR provides day to day advice, support and resource on risk, compliance and regulatory matters and when transformation is required due to the development of new products or distribution models, new laws and regulations or as a result of regulatory intervention including remediation.
OUR SERVICES:

GOVERNANCE
We undertake corporate governance reviews and support annual Board effectiveness reviews as well as creating operating models and Policy Frameworks to compliment Risk and Control Frameworks. We can also assist with SIMR assessments and on-boarding for directors.

START-UPS
We are able to assist a new business with its application and implementation of all the necessary governance and risk, control and compliance frameworks and policies to ensure the business meets its anticipated legal and regulatory commitments.

ADVISORY
We have the capability to help businesses ensure they are operating good practice in areas as diverse as Financial Crime, Conduct Risk, Data Protection and Privacy and Product Governance and can undertake Compliance Department effectiveness and resourcing reviews to ensure that the controls are in place and operating effectively with appropriate MI getting to the right place.

RESTRUCTURE
With the need to remain competitive and the legal and regulatory landscape changing we are well placed to support transformation projects required by a business in response to Brexit or post-acquisition.

REGULATORY
It is now commonplace to have the regulator reviewing the practices adopted by the industry, a segment or a particular business. We can assist where help is needed to prepare for or respond to a a business’s need to change following a new consultation paper, a thematic review or the appointment of a skilled person.

TRAINING
A key element to effective risk, control and compliance frameworks is the embedding of the Board Policies and underlying Processes after delivery or transformation. We can support the embedding process with training from experts with years of experience.

