by Kenneth Underhill | Jul 16, 2021 | FCA, ICSR News
Next week, in conjunction with the Managing General Agents Association, Kenneth Underhill will be hosting a webinar looking at the evolving regulatory environment (since 2018) impacting the intermediary market, particularly MGA’s. This will also include a look...
by Nicky Hasler | Jul 5, 2021 | FCA, Financial Crime
The Insurance sector may be forgiven for not considering itself a direct target for individuals or entities looking to evade their tax responsibilities. The rules and requirements have traditionally focused on banking which is understandable when this sector has often...
by Kenneth Underhill | Jun 25, 2021 | FCA, ICSR News, Prudential Regulation Authority
The covid pandemic has created an environment where long term absence of senior management function folders has become a more significant issue. By significant, we mean a scenario where the volume of long-term absences was probably becoming problematic for the FCA and...
by Nicky Hasler | Jun 23, 2021 | FCA, ICSR News, Pricing
The Financial Conduct Authority (FCA) recently published its policy statement outlining the new rules to be implemented for General Insurance Pricing Practices (GIPP). In this article we set out what the new rules are, who they apply to, and the impact of the new...
by Craig Umbleja | Jun 8, 2021 | FCA
The Financial Conduct Authority (FCA) recently released a consultation paper on their proposal to introduce a new Customer Duty. In this article we set out what the new proposals are, how they relate to the current FCA requirements and the potential impact of the...
by Kenneth Underhill | May 26, 2021 | FCA, Governance, Kenneth Underhill, Operational Resilience, Prudential Regulation Authority, Webinars
Watch the recording as Kenneth Underhill looks at the definitions of ‘Impact Tolerances’ and explores how firms should approach setting these across a multitude of scenarios aligned to their Important Business Services. You can download a copy of the slides here....
