by Nicky Hasler | Feb 10, 2022 | Compliance, FCA, Operational Resilience, Operations, Prudential Regulation Authority
As we approach the 31st March 2022, many firms will be asking themselves, have we done enough on Operational Resilience to satisfy the Prudential Regulatory Authority (PRA) and Financial Conduct Authority (FCA)? In March 2021, the PRA supplemented the Operational...
by Kenneth Underhill | May 26, 2021 | FCA, Governance, Kenneth Underhill, Operational Resilience, Prudential Regulation Authority, Webinars
Watch the recording as Kenneth Underhill looks at the definitions of ‘Impact Tolerances’ and explores how firms should approach setting these across a multitude of scenarios aligned to their Important Business Services. You can download a copy of the slides here....
by Kenneth Underhill | Apr 20, 2021 | FCA, Operational Resilience, Prudential Regulation Authority, Webinars
Join us for the fourth of our webinars on Operational Resilience as Kenneth Underhill looks in detail at the respective definitions of ‘Impact Tolerances’ and explores how firms should approach setting these across a multitude of scenarios aligned to their...
by Kenneth Underhill | Apr 15, 2021 | FCA, Operational Resilience, Prudential Regulation Authority
The industry has long sought consistency and in their approach to Operational Resilience the PRA and FCA have mostly delivered it, if not what had been hoped for in their co-ordinated Policy Statements released on 29th March. For those firms who are dual-regulated,...
by Kenneth Underhill | Nov 12, 2020 | FCA, Operational Resilience
A few weeks ago I provided ICSR’s fourth market briefing on Operational Resilience covering on this occasion, the background to and requirements for mapping. At the end of that briefing I was asked some questions about mapping claims and at what point does the...
by Kenneth Underhill | Oct 8, 2020 | FCA, ICSR News, Operational Resilience, Webinars
Kenneth Underhill, director of ICSR, delivers a webinar on Operational Resilience Service and Activity Mapping. Kenneth looks at the process used to undertake this work and create a map of ‘Important Business Services’ and related activies required to...