by Kenneth Underhill | Apr 29, 2020 | Coronavirus, FCA, Governance, Insurance Distribution Directive, Lloyd's, Operational Resilience, Product Governance, Prudential Regulation Authority, Senior Managers and Certification Regime
Contents: The Short Term The Long term Risk Management Governance Product Governance and Underwriting Capital Modelling Operational Resilience Recovery and Resolution Planning Economic Climate Summary: A Market Solution Introduction The current coronavirus pandemic,...
by Kenneth Underhill | Dec 3, 2019 | FCA, ICSR News, Prudential Regulation Authority, Senior Managers and Certification Regime
Since the introduction of the SM&CR regime we have helped many clients through our training programs for Senior Managers and under the IDD training for other staff to get a better understanding of what it means to be subject to the Conduct Rules – whether...
by Kenneth Underhill | Nov 6, 2019 | Culture, FCA, ICSR News, Prudential Regulation Authority, Senior Managers and Certification Regime
Recently we were fortunate to have had the opportunity to meet and spend time with Poppy Jaman who has dedicated her life to the cause of mental health and raising awareness within the workplace. Among other things Poppy has founded Mental Health First Aid and the...
by Jason Jones | Oct 23, 2019 | FCA, ICSR News, Senior Managers and Certification Regime
This is the fifth in our series of articles on the Senior Managers & Certification Regime (SM&CR) that we will be releasing in the run up to the 9 December 2019 commencement date for solo regulated firms. The other articles can be found here: Implementing...
by Jason Jones | Sep 3, 2019 | FCA, ICSR News, Senior Managers and Certification Regime
This is the fourth in our series of Senior Mangers & Certification Regime (SM&CR) articles that we will be releasing in the run up to the 9 December 2019 commencement date for solo-regulated firms. The other articles in this series can be found here:...
by Jason Jones | Jul 31, 2019 | FCA, ICSR News, Senior Managers and Certification Regime
This is the third in our series of Senior Mangers & Certification Regime (SM&CR) articles that we will be releasing in the run up to the 9 December 2019 commencement date for solo-regulated firms. The other articles in this series can be found here:...