John Moffatt is one of the most senior members of the London Market Compliance community having spent over 35 years in the market and the last 20 + years as a Compliance Officer at Insurers as diverse as Amlin, Danish Re, Riverstone, Starr, Beazley and Atrium engaging with a broad range of products and creating diverse and unique international experience. He was the founder of The Compliance Officers Group and remained its Chairman until 2017 and has been Chairman of the LMA Regulatory Committee. John is passionate about Compliance and its place within the business of an insurer. He seeks to develop Frameworks which are simple and easy to operate while ensuring the business meets it’s legal and regulatory requirements and he works to engender a healthy relationship between insurers and their regulators.

John has worked for over 35 years in the Lloyd’s Market. The first part of his career was acting as an advisor to the individual investors in the Market at the time (“the Names”). In the mid 1990’s he worked for Lloyd’s during the Reconstruction and Renewal phase where Lloyd’s divested itself of the historical losses. This was a fascinating period. It also acted as a transition into the managing agency world acting for corporate capital. It was from this time on that John specialised in compliance and acted as the Money Laundering Reporting Officer.

John is a Fellow of the Institute of Chartered Secretaries and Administrators and has acted as a Company Secretary in several companies. He has also acted as a Board director. His broad spread of experience has seen him acquire knowledge from small start ups to large PLCs, operate as the sole compliance person in a firm and head a team. John has also acted as the Chair of the LMA regulatory committee and chaired the Compliance Officers Group in the Lloyd’s market on and off for over 15 years. He is a member of the Worshipful Company of Insurers and a member of the Institute of Money Laundering Prevention Officers.

John’s preferred approach is to work with a firm supporting their objectives and providing technical guidance. He specialises in work related to governance process effectiveness and control assessment, Senior Insurance Managers regime, licencing, company structures and Brexit, regulatory applications, Conduct Risk, Financial Crime, Board effectiveness reviews, Compliance monitoring programmes, application of the Modern Slavery Act and Broker monitoring and due diligence.

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