Case Study financial crime

Developing A Financial Crime Risk Assessment For One Of The UK’s Leading Employee Benefits Providers

The Client’s Needs

The client required assistance in developing their financial crime risk assessment for their UK operation.

ICSR were engaged to:

  • Review the client’s current suite of financial crime policies
  • Recommend enhancements to the financial crime policies
  • Review the current financial crime template
  • Provide recommended amendments to the financial crime template

ICSR’s Solution

ICSR worked with the client to develop a robust financial crime risk assessment template that could be used throughout their business. The financial crime policies were updated to reflect the required regulatory changes post-Brexit and enhancements were made to their general documentation to ensure it suitably reflected the financial crime risk for their business.

Resources Deployed

ICSR deployed a senior consultant to undertake the assessment and provide advice on recommended changes to their policies, procedures, and documentation

Client Outcome

The financial crime risk assessment has been completed and the client has implemented the recommended changes.

Advisory | Resourcing | Training

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