Undertaking Financial Crime Risk Assessment For Client

Undertaking Financial Crime Risk Assessment For Client

by | Nov 11, 2021

Undertaking Financial Crime Risk Assessment For Client The Client’s Needs The client is one of the largest independent MGAs in the London Market with a significant overseas presence which is growing quickly. Its product range gives it exposure to clients from across...
Review of US-owned firm’s UK Conduct Risk Framework

Review of US-owned firm’s UK Conduct Risk Framework

by | Jul 20, 2020

Review of US owned firms UK Conduct Risk Framework The Client’s Needs The Compliance Officer for a large US owned insurance group required a review of the firms’ UK Conduct Risk Framework. The Framework has been in existence for several years and the firm wanted...

Advisory | Resourcing | Training

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