Undertaking Financial Crime Risk Assessment For Client

Undertaking Financial Crime Risk Assessment For Client

Undertaking Financial Crime Risk Assessment For Client The Client’s Needs The client is one of the largest independent MGAs in the London Market with a significant overseas presence which is growing quickly. Its product range gives it exposure to clients from across...
Review of US-owned firm’s UK Conduct Risk Framework

Review of US-owned firm’s UK Conduct Risk Framework

Review of US owned firms UK Conduct Risk Framework The Client’s Needs The Compliance Officer for a large US owned insurance group required a review of the firms’ UK Conduct Risk Framework. The Framework has been in existence for several years and the firm wanted...

Advisory | Resourcing | Training

Pin It on Pinterest