by Kenneth Underhill | May 27, 2022
Assisting Client With Integration Of Governance, Risk And Compliance Frameworks The Client’s Needs The client, an acquisitive German based insurance group acquired a large specialist MGA in the UK. Following the acquisition they required assistance with the...
by Kenneth Underhill | Feb 10, 2022
Board effectiveness review for leading international broking firm to support its UK growth plans and regulatory compliance The Client’s Needs The client is one of the largest global broking groups and is expanding rapidly. It is headquartered overseas and wished to...
by Kenneth Underhill | Jan 12, 2022
Assisting European insurer with Application for UK Authorisation The Client’s Needs The client is an EEA insurer with permissions to carry on insurance business in the UK under the Temporary Permissions Regime (TPR) on a freedom of service and freedom of establishment...
by Kenneth Underhill | Nov 11, 2021
Undertaking Financial Crime Risk Assessment For Client The Client’s Needs The client is one of the largest independent MGAs in the London Market with a significant overseas presence which is growing quickly. Its product range gives it exposure to clients from across...
by Kenneth Underhill | Nov 11, 2021
Monitoring Appointed Representatives Compliance Adherence for Principal The Client’s Needs The client is a specialist professional services and technology firm that works with highly regulated insurance businesses globally. In the UK, it has a large pool of Appointed...
