A Briefing for Senior Managers, Compliance, Risk, Legal & HR Professionals
On 12th & 13th February, Kenneth Underhill and Jason Jones of ICSR and Lucinda Carney of Actus Performance Management & Compliance Software hosted a discussion on the Senior Managers & Certification Regime, looking at the future for FCA regulated firms from the perspective of senior managers, including compliance, risk, legal and HR managers.
The agenda covered the background to the new regulations, a look at the practical requirements for firms and a discussion on how to embed the ethos of SM&CR through genuine cultural change around personal responsibility.
Click on the image below to view the slides. If you have any questions that you would like to discuss, please contact Kenneth Underhill or Jason Jones.
Download a copy of Lucinda Carney’s white paper using the link below.
