{"id":4085,"date":"2021-05-05T11:26:57","date_gmt":"2021-05-05T11:26:57","guid":{"rendered":"https:\/\/www.icsr.co.uk\/?p=4085"},"modified":"2022-07-04T09:40:11","modified_gmt":"2022-07-04T09:40:11","slug":"webinar-recording-regulatory-requirements-for-firms-in-the-temporary-permissions-regime","status":"publish","type":"post","link":"https:\/\/www.icsr.co.uk\/webinar-recording-regulatory-requirements-for-firms-in-the-temporary-permissions-regime\/","title":{"rendered":"Webinar Recording: Regulatory Requirements for Firms in the Temporary Permissions Regime"},"content":{"rendered":"<p>[et_pb_section fb_built=&#8221;1&#8243; _builder_version=&#8221;3.25.3&#8243;][et_pb_row _builder_version=&#8221;3.27.3&#8243;][et_pb_column type=&#8221;4_4&#8243; _builder_version=&#8221;3.27.3&#8243;][et_pb_text admin_label=&#8221;Intro&#8221; _builder_version=&#8221;4.9.4&#8243; locked=&#8221;off&#8221;]<\/p>\n<p>Watch the recording as Kenneth Underhill talks about the Regulatory Requirements for Firms in the Temporary Permissions Regime.<\/p>\n<p>[\/et_pb_text][et_pb_video src=&#8221;https:\/\/www.youtube.com\/watch?v=nAFnSGetSTw&#8221; _builder_version=&#8221;4.9.4&#8243; _module_preset=&#8221;default&#8221;][\/et_pb_video][\/et_pb_column][\/et_pb_row][et_pb_row column_structure=&#8221;1_2,1_2&#8243; _builder_version=&#8221;4.9.4&#8243; _module_preset=&#8221;default&#8221;][et_pb_column type=&#8221;1_2&#8243; _builder_version=&#8221;4.9.4&#8243; _module_preset=&#8221;default&#8221;][et_pb_text admin_label=&#8221;Download slides text&#8221; _builder_version=&#8221;4.9.4&#8243; _module_preset=&#8221;default&#8221;]<\/p>\n<p>You can <a href=\"https:\/\/www.icsr.co.uk\/wp-content\/uploads\/2021\/05\/Regulatory-Requirements-for-Firms-in-the-Temporary-Permissions-Regime.pdf\" target=\"_blank\" rel=\"noopener\">download a copy of the slides<\/a> here.<\/p>\n<p>[\/et_pb_text][\/et_pb_column][et_pb_column type=&#8221;1_2&#8243; _builder_version=&#8221;4.9.4&#8243; _module_preset=&#8221;default&#8221;][\/et_pb_column][\/et_pb_row][et_pb_row _builder_version=&#8221;4.7.4&#8243; _module_preset=&#8221;default&#8221;][et_pb_column type=&#8221;4_4&#8243; _builder_version=&#8221;4.7.4&#8243; _module_preset=&#8221;default&#8221;][et_pb_text admin_label=&#8221;Webinar main text&#8221; _builder_version=&#8221;4.9.4&#8243; _module_preset=&#8221;default&#8221;]<\/p>\n<h2>Regulatory Requirements for Firms in the Temporary Permissions Regime<\/h2>\n<p><strong>Date<\/strong>: 5th May 2021<br \/><strong>Host<\/strong>: Kenneth Underhill<\/p>\n<p>Kenneth Underhill looks at the regulations that apply to International Firms who have been accepted into the Temporary Permissions Regime with a specific focus on the position for solo and dual regulated firms and the main regulatory obligations that all firms in the TPR must adhere to. He covers:<\/p>\n<p>&nbsp;<\/p>\n<ul>\n<li style=\"list-style-type: none;\">\n<ul>\n<li>An outline of the approach by the two UK regulators to Internationals Firms in the TPR; and<\/li>\n<li>A look at the specific issues that apply to solo and dual regulated firms<\/li>\n<\/ul>\n<\/li>\n<\/ul>\n<p>[\/et_pb_text][\/et_pb_column][\/et_pb_row][et_pb_row _builder_version=&#8221;4.7.4&#8243; _module_preset=&#8221;default&#8221;][et_pb_column type=&#8221;4_4&#8243; _builder_version=&#8221;4.7.4&#8243; _module_preset=&#8221;default&#8221;][\/et_pb_column][\/et_pb_row][et_pb_row _builder_version=&#8221;4.7.4&#8243; _module_preset=&#8221;default&#8221;][et_pb_column type=&#8221;4_4&#8243; _builder_version=&#8221;4.7.4&#8243; _module_preset=&#8221;default&#8221;][et_pb_text _builder_version=&#8221;4.9.4&#8243; _module_preset=&#8221;default&#8221;]<\/p>\n<h3>Speaker<\/h3>\n<p>[\/et_pb_text][\/et_pb_column][\/et_pb_row][et_pb_row column_structure=&#8221;1_4,1_4,1_4,1_4&#8243; _builder_version=&#8221;4.7.4&#8243; _module_preset=&#8221;default&#8221;][et_pb_column type=&#8221;1_4&#8243; _builder_version=&#8221;4.7.4&#8243; _module_preset=&#8221;default&#8221;][et_pb_image src=&#8221;https:\/\/www.icsr.co.uk\/wp-content\/uploads\/2020\/05\/KU_SM_2504_1607lowsqbw.jpg&#8221; alt=&#8221;Kenneth Underhill, Director&#8221; title_text=&#8221;Kenneth Underhill, Director&#8221; url=&#8221;https:\/\/www.icsr.co.uk\/our-team\/kenneth-underhill\/&#8221; _builder_version=&#8221;4.7.4&#8243;][\/et_pb_image][et_pb_button button_url=&#8221;https:\/\/www.icsr.co.uk\/our-team\/kenneth-underhill\/&#8221; button_text=&#8221;Kenneth&#8217;s profile&#8221; admin_label=&#8221;KLHU Profile link&#8221; _builder_version=&#8221;4.7.4&#8243; _module_preset=&#8221;default&#8221;][\/et_pb_button][\/et_pb_column][et_pb_column type=&#8221;1_4&#8243; _builder_version=&#8221;4.7.4&#8243; _module_preset=&#8221;default&#8221;][et_pb_text _builder_version=&#8221;4.7.4&#8243;]<\/p>\n<h3><a href=\"https:\/\/www.icsr.co.uk\/our-team\/kenneth-underhill\/\">Kenneth Underhill<\/a><\/h3>\n<h4>Director<br \/>Implement Compliance Solutions &amp; Resources<\/h4>\n<p>[\/et_pb_text][et_pb_image src=&#8221;https:\/\/www.icsr.co.uk\/wp-content\/uploads\/2020\/04\/Logo-2C-28px-TM.png&#8221; url=&#8221;https:\/\/www.linkedin.com\/in\/kenneth-underhill-85148880\/&#8221; url_new_window=&#8221;on&#8221; _builder_version=&#8221;4.7.4&#8243;][\/et_pb_image][\/et_pb_column][et_pb_column type=&#8221;1_4&#8243; _builder_version=&#8221;4.7.4&#8243; _module_preset=&#8221;default&#8221;][\/et_pb_column][et_pb_column type=&#8221;1_4&#8243; _builder_version=&#8221;4.7.4&#8243; _module_preset=&#8221;default&#8221;][\/et_pb_column][\/et_pb_row][\/et_pb_section]<\/p>\n","protected":false},"excerpt":{"rendered":"<p>Webinar recording: Kenneth Underhill looks at the regulations that apply to International Firms who have been accepted into the Temporary Permissions Regime. Watch now.<\/p>\n","protected":false},"author":6,"featured_media":4088,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_et_pb_use_builder":"on","_et_pb_old_content":"","_et_gb_content_width":""},"categories":[241,31,29,40,227,135],"tags":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v17.5 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Webinar recording: Regulatory Requirements for Firms in the TPR<\/title>\n<meta name=\"description\" content=\"Webinar recording: Kenneth Underhill looks at the regulations that apply to International Firms who have been accepted into the Temporary Permissions Regime.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.icsr.co.uk\/webinar-recording-regulatory-requirements-for-firms-in-the-temporary-permissions-regime\/\" \/>\n<meta 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