Experienced Compliance and Financial Crime professional with 9 years experience in the Lloyd’s and London Market including time working for both International Brokers and Insurers. Nicky specialises in the development, management and enhancement of AML, Sanctions, Fraud and Market abuse systems and controls.

Specialist areas:

Regulatory and business change projects including:

  • Expert Financial Crime prevention and detection knowledge
  • Project management
  • Operational Resilience
  • Summarising changes to complex regulatory legislation
  • In depth understanding of Delegated and Third Party business
  • Setting up and leading teams
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Automated compliance monitoring
Board effectiveness
board/committee effectiveness reviews & evaluation
Breach Management
Brexit & International Licensing
Business Transformation
Change & business Transformation
climate change
Company secretarial
Compliance framework
Compliance monitoring
Compliance Monitoring Frameworks
Conduct & product governance
Conduct risk models /frameworks
Corporate governance
Corporate governance reviews
Cyber security
Data protection
Delegated authorities & appointed representatives
Delegated authorities TPA’s and AR’s
Financial crime & sanctions
Financial Crime control frameworks
Governance Risk & control frameworks
Information security frameworks
Insurance Distribution Directive
Internal audit
International licensing
MGA Authorisations
Operational Resilience
Part VII Arrangements & other corporate transactions
Product governance
Programme & Project Management
Project Management
Project management & change
Regulatory & government relationships
Regulatory & market change
Regulatory reviews & remediation
Regulatory reviews inc. remediation issues
Risk management
Risk Management frameworks
Sanctions & Licensing
Senior Managers & Certification Regime
Skilled persons reviews
Solvency II
Solvency II pillar 2 (governance & risk management)
Thematic reviews
TPA’s and AR’s

Advisory | Resourcing | Training

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