Experienced Compliance and Financial Crime professional with 9 years experience in the Lloyd’s and London Market including time working for both International Brokers and Insurers. Nicky specialises in the development, management and enhancement of AML, Sanctions, Fraud and Market abuse systems and controls.

Specialist areas:

Regulatory and business change projects including:

  • Expert Financial Crime prevention and detection knowledge
  • Project management
  • Summarising changes to complex regulatory legislation
  • In depth understanding of Delegated and Third Party business
  • Setting up and leading teams
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Automated compliance monitoring
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board/committee effectiveness reviews & evaluation
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Solvency II pillar 2 (governance & risk management)
Thematic reviews
TPA’s and AR’s
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Advisory | Resourcing | Training

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