by Kenneth Underhill | Dec 13, 2021
Advising International MGA On Its Product Governance Requirements The Client’s Needs The client is one of the largest independent MGAs in the London Market with a significant overseas presence writing specialty lines and is growing quickly. Its diverse product range...
by Kenneth Underhill | Dec 13, 2021
Advising International Insurance Broker on its Product Governance Requirements The Client’s Needs The client is one of the leading specialist insurance and reinsurance brokers operating through Lloyd’s, the London market and internationally. The client required...
by Kenneth Underhill | Dec 8, 2021
Creating A Product Governance Framework Including Policy And Procedure The Client’s Needs The client was an insurer based in the EEA which had a network of MGAs distributing its products across Europe and the UK. As a newly approved insurer it needed to put in place a...
by Kenneth Underhill | Jul 20, 2020
Review of US owned firms UK Conduct Risk Framework The Client’s Needs The Compliance Officer for a large US owned insurance group required a review of the firms’ UK Conduct Risk Framework. The Framework has been in existence for several years and the firm wanted...
by Kenneth Underhill | Jul 20, 2020
Creating the necessary frameworks and procedures to ensure compliance with IDD The Client’s Needs ICSR were asked by numerous clients nearing the time for introduction of the IDD into the UK to assist them with their work creating the necessary frameworks, procedures...
