Review of US-owned firm’s UK Conduct Risk Framework

Review of US-owned firm’s UK Conduct Risk Framework

Review of US owned firms UK Conduct Risk Framework The Client’s Needs The Compliance Officer for a large US owned insurance group required a review of the firms’ UK Conduct Risk Framework. The Framework has been in existence for several years and the firm wanted...
Product Governance and Compliance Monitoring Rebuild

Product Governance and Compliance Monitoring Rebuild

Product Governance and Compliance Monitoring Rebuild   The Client’s Needs The client, a Managing Agent with multiple Syndicates was under some pressure from Lloyd’s to improve a number of facets of its business following a review by Lloyd’s. ICSR was asked to...

Advisory | Resourcing | Training

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