by Kenneth Underhill | Jul 20, 2020
Review of US owned firms UK Conduct Risk Framework The Client’s Needs The Compliance Officer for a large US owned insurance group required a review of the firms’ UK Conduct Risk Framework. The Framework has been in existence for several years and the firm wanted...
by Kenneth Underhill | Jul 20, 2020
Creating the necessary frameworks and procedures to ensure compliance with IDD The Client’s Needs ICSR were asked by numerous clients nearing the time for introduction of the IDD into the UK to assist them with their work creating the necessary frameworks, procedures...
by Kenneth Underhill | Apr 17, 2020
Assisting Start-up with Product Development, Compliance & Risk Frameworks The Client’s Needs ICSR was approached by a significant insurer start-up in the UK to assist in the development of the firms’ products, compliance and risk frameworks including assisting...
by Kenneth Underhill | Apr 3, 2020
Supporting a Lloyd’s Syndicate With New Product Development and EU Distribution Requirements The Client’s Needs A Lloyd’s Syndicate was developing a new product for distribution in certain member states of the EU and required assistance with: Review and development of...
by Kenneth Underhill | Mar 31, 2020
Product Governance and Compliance Monitoring Rebuild The Client’s Needs The client, a Managing Agent with multiple Syndicates was under some pressure from Lloyd’s to improve a number of facets of its business following a review by Lloyd’s. ICSR was asked to...
