Nicky is an experienced Compliance and Financial Crime professional with 10 years’ experience in the Lloyd’s and London Market including time working for both International Brokers and Insurers. Nicky specialises in the development, management and enhancement of AML, Sanctions, Fraud and Market abuse systems and controls. Outside of his work in the Financial Crime space, Nicky has worked on several key regulatory developments including Product Governance, GIPP, Operational Resilience, SM&CR and Brexit which includes supporting clients with their FCA and PRA authorisation applications.
Specialist areas:
Regulatory and business change projects including:
- Expert Financial Crime prevention and detection knowledge
- Project management
- Operational Resilience (including Outsourcing)
- Summarising changes to complex regulatory legislation
- In depth understanding of Delegated and Third Party business
- Setting up and leading teams
