by Kenneth Underhill | May 5, 2021 | Authorisations, Brexit, FCA, Prudential Regulation Authority, Temporary Permissions Regime, Webinars
Watch the recording as Kenneth Underhill talks about the Regulatory Requirements for Firms in the Temporary Permissions Regime. You can download a copy of the slides here. Regulatory Requirements for Firms in the Temporary Permissions Regime Date: 5th May 2021Host:...
by Kenneth Underhill | Apr 21, 2021 | Authorisations, Brexit, FCA, Temporary Permissions Regime
Unlike the PRA with dual regulated insurers, the FCA has previously not had a specific approach for the regulation of branches of overseas intermediaries because the only intermediary firms operating in the UK which have not been incorporated here have traded under...
by Kenneth Underhill | Apr 20, 2021 | Authorisations, Brexit, FCA, Prudential Regulation Authority, Temporary Permissions Regime, Webinars
Join us for a webinar as Kenneth Underhill looks at what is required to obtain direct authorisation in the UK for dual and solo-regulated firms. Making Authorisation Applications to the PRA & FCA Date: 11th May at 11am on ZoomHost: Kenneth Underhill Brexit has led...
by Kenneth Underhill | Apr 15, 2021 | Authorisations, Brexit, FCA, Prudential Regulation Authority, Temporary Permissions Regime, Webinars
Join us for a webinar as we look at the regulations that apply to International Firms who have been accepted into the Temporary Permissions Regime. Regulatory Requirements for Firms in the Temporary Permissions Regime Date: 5th May at 11am on ZoomHost: Kenneth...
by Craig Umbleja | Dec 2, 2020 | Authorisations, Brexit, FCA, Temporary Permissions Regime
Following the UK’s exit from the EU on 31 January 2020, the UK entered into a transition period which was agreed as part of the Withdrawal Agreement between the UK and EU. During the transition period, which is due to end on 31 December 2020, EU law continues to...
by Kenneth Underhill | Jun 19, 2020 | Authorisations, Brexit, FCA
Many in recent times had forgotten that Brexit was still a significant issue or perhaps had overlooked it while dealing with more pressured concerns of seeking to ensure their business and staff were surviving. Last weeks’ announcement by the government and this...
