by Kenneth Underhill | May 11, 2021 | Authorisations, Brexit, FCA, Prudential Regulation Authority, Temporary Permissions Regime, Webinars
Watch the recording as Kenneth Underhill talks about the process of making authorisation applications to the PRA & FCA. You can download a copy of the slides here. Making Authorisation Applications to the PRA & FCA Date: 11th May 2021Host: Kenneth Underhill...
by Kenneth Underhill | May 5, 2021 | Authorisations, Brexit, FCA, Prudential Regulation Authority, Temporary Permissions Regime, Webinars
Watch the recording as Kenneth Underhill talks about the Regulatory Requirements for Firms in the Temporary Permissions Regime. You can download a copy of the slides here. Regulatory Requirements for Firms in the Temporary Permissions Regime Date: 5th May 2021Host:...
by Kenneth Underhill | Apr 20, 2021 | FCA, Operational Resilience, Prudential Regulation Authority, Webinars
Join us for the fourth of our webinars on Operational Resilience as Kenneth Underhill looks in detail at the respective definitions of ‘Impact Tolerances’ and explores how firms should approach setting these across a multitude of scenarios aligned to their...
by Kenneth Underhill | Apr 20, 2021 | Authorisations, Brexit, FCA, Prudential Regulation Authority, Temporary Permissions Regime, Webinars
Join us for a webinar as Kenneth Underhill looks at what is required to obtain direct authorisation in the UK for dual and solo-regulated firms. Making Authorisation Applications to the PRA & FCA Date: 11th May at 11am on ZoomHost: Kenneth Underhill Brexit has led...
by Kenneth Underhill | Apr 15, 2021 | FCA, Operational Resilience, Prudential Regulation Authority
The industry has long sought consistency and in their approach to Operational Resilience the PRA and FCA have mostly delivered it, if not what had been hoped for in their co-ordinated Policy Statements released on 29th March. For those firms who are dual-regulated,...
by Kenneth Underhill | Apr 15, 2021 | Authorisations, Brexit, FCA, Prudential Regulation Authority, Temporary Permissions Regime, Webinars
Join us for a webinar as we look at the regulations that apply to International Firms who have been accepted into the Temporary Permissions Regime. Regulatory Requirements for Firms in the Temporary Permissions Regime Date: 5th May at 11am on ZoomHost: Kenneth...