A Briefing for Senior Managers, Compliance, Risk, Legal & HR
Join Kenneth Underhill and Jason Jones of ICSR and Lucinda Carney of Actus for a discussion on the Senior Managers Certification Regime, looking at the future for FCA regulated firms from the perspective of senior managers, including compliance, risk, legal and HR managers.
The agenda will cover the background to the new regulations, a look at the practical requirements for firms and a discussion on how to embed the ethos of SMCR through genuine cultural change around personal responsibility.
Agenda:
- SMCR for Senior Managers – what it means for the senior management: a session for senior managers, compliance officers, general counsels, risk officers and HR personnel on the impact of personal responsibilities. (Kenneth Underhill)
- SMCR: The Practical requirements – what is required and some helpful hints: a session for compliance officers, general counsels, risk officers and HR personnel. (Jason Jones)
- Embedding the ethos of SMCR: How to deliver genuine cultural change around personal responsibility. How Compliance and HR functions should work together to integrate this. (Lucinda Carney)
Who should attend?
This session is aimed at senior managers across the business, including those in:
- Compliance
- General Counsel
- Risk
- HR roles.
Venue: Chartered Insurance Institute, 21 Lombard Street, London, EC3V 9AH.
Date: 12th or 13th February
Registration & breakfast: 8:30am
Finish: 10:30am
