by Andrew Carrick | Jan 23, 2023 | Consumer Duty, Coronavirus, FCA
The Financial Conduct Authority has published a new consultation paper CP23/1, entitled “Insurance guidance for the support of customers in financial difficulty”. In simple terms, what was a focussed piece of guidance driven by the need to respond to the social issues...
by Andrew Carrick | Dec 7, 2022 | Appointed Representatives, FCA, ICSR News
8th of December is the deadline by when the FCA is expecting firms which have Appointed Representatives (ARs) and/or Introducer Appointed Representatives (IARs) to have made provision for the new Supervision rule updates (SUP 12 in the Handbook), as set out in their...
by Andrew Carrick | Oct 5, 2022 | Compliance, FCA, ICSR News, Product Governance
The recent report by the FCA on Multi-Occupancy Buildings will prompt much thought and activity. Kenneth Underhill has looked at the general issues in his article “FCA Update – Multi-Occupancy Buildings Insurance”. One specific consideration that brokers in particular...