by Kenneth Underhill | Jan 2, 2024 | Compliance, ICSR News, Operations, Risk
ICSR is delighted to welcome two new employees to the team effective from 2nd January 2024, with both our Compliance and Operations teams growing. We welcome Matthew Davies as Compliance Manager and Marissa Miller as Project Manager. Matthew Davies – Compliance...
by Kenneth Underhill | Dec 8, 2023 | Compliance, Consumer Duty, Fair value, Risk
Watch Webinar Recording Watch Video Download Slides On 30th November, Kenneth Underhill delivered a webinar on “Fair Value Assessments and Consumer Duty – An Update on the FCA Approach and Enforcement” in conjunction with the Managing General Agents...
by Kenneth Underhill | Dec 1, 2023 | Compliance, ICSR News, Risk
ICSR is delighted to announce that Claire King is expanding her role to assume responsibility for the Compliance Services that ICSR provides to clients, alongside her existing responsibility for Risk. In her new role as Risk & Compliance Director, Claire will...
by Niki Underwood | Oct 17, 2023 | Compliance, Consumer Duty, Culture, FCA, HR, Prudential Regulation Authority, Risk, Senior Managers and Certification Regime
In September the PRA and FCA released co-ordinated Consultation Papers on Diversity & Inclusivity in the Financial Services sector, building on the previous Discussion Paper from July 2021. Progress has been slow, albeit the issue is one that continues to receive...
by Natalie Dick | Jul 14, 2023 | Brokers, Compliance, FCA, Insurers
The FCA issued its finalised guidance on supporting customers in financial difficulty in early July and in line with the guidance being given back in January, when the work began, the rules take effect 31st July – a date that is not co-incidental given many of the new...
by Natalie Dick | Jul 11, 2023 | Compliance, Consumer Duty, FCA, Insurers
With less than one month to go for the Consumer Duty Implementation, the financial service industry has been working hard to progress and implement frameworks to demonstrate compliance with the new requirements. Many firms have been well engaged and are either...