by Jason Jones | Jul 31, 2019 | FCA, ICSR News, Senior Managers and Certification Regime
This is the third in our series of Senior Mangers & Certification Regime (SM&CR) articles that we will be releasing in the run up to the 9 December 2019 commencement date for solo-regulated firms. The other articles in this series can be found here:...
by ICSR | Jul 3, 2019 | Brexit, ICSR News, Insurance Distribution Directive, Kenneth Underhill, Senior Managers and Certification Regime
“Regulatory and Compliance changes: how to cope” – An interview with Kenneth Underhill. Ahead of the MGAA Conference on 2nd July 2019, ICSR Director Kenneth Underhill spoke with Intelligent Insurer about the regulatory and compliance changes...
by Jason Jones | Jun 27, 2019 | FCA, ICSR News, Senior Managers and Certification Regime
This is the second in our series of Senior Mangers & Certification Regime (SM&CR) articles that we will be releasing in the run up to the 9 December 2019 commencement date. Our first article, which was published last month, looked at four fundamental elements...
by Jason Jones | Jun 3, 2019 | FCA, ICSR News, Senior Managers and Certification Regime
This is the first in a series of Senior Managers & Certification Regime (SM&CR) articles that ICSR will be releasing in the run up to the 9 December 2019 commencement date for solo-regulated Firms. In this first article we will be focusing on four fundamental...
by Kenneth Underhill | Apr 30, 2019 | FCA, ICSR News, Senior Managers and Certification Regime
Webinar: Embedding the ethos of SM&CR – How to deliver genuine cultural changeDate: 14th May 2019Time:1pm The Senior Managers & Certification Regime is being introduced for solo-regulated firms with effect from 9th December 2019. The new regulations...
by Kenneth Underhill | Feb 8, 2019 | FCA, ICSR News, Senior Managers and Certification Regime
A Briefing for Senior Managers, Compliance, Risk, Legal & HR Professionals (View slides) On 12th & 13th February, Kenneth Underhill and Jason Jones of ICSR and Lucinda Carney of Actus Performance Management & Compliance Software hosted a discussion on the...